Saturday, August 1, 2015
Independence of the Judiciary
Independence of the Judiciary
Abstract
The increasing reliance by Nigeria polity on the court to decide major issues and public interest has also brought it into sharp focus. Informed opinions on t
he Judiciary in Nigeria varies between those who
believe that the “Judiciary is dead” or that it is
“on trial” and the more compassionate view that it
is a
“beast of burden” or a “sacrificial lamb”. These r
emarks derive from observations of the alleged or a
ctual
behaviours of the judges and their independence, im
partiality and integrity. While the above metaphor
s
may be subject to various interpretations, they do
raise consideration, curiosity and interest as to w
hy any
Judiciary should attract such comments and perhaps
to what extent the concepts are justified. This pa
per
examines whether the independence of the Judiciary
in Nigeria is a myth or reality and concludes that
the
high sounding constitutional provision relating to
judicial independence has no bite and what could ha
ve
been constitutional guarantees of judicial independ
ence is no more than a slogan in Nigeria thence cal
ling
for reforms.
Key words
: Independence, Judiciary, Judicial Independence an
d Judicial Powers
Introduction
The central trust and objective of this paper is tolook at the independence of the Judiciary in Nigeria whether it is a myth or reality and to conclude with recommendations. Of the three arms of government, the Judiciary is the branch of government that enables our decisions to be translated into law, the justice of which must be a
pparent.
1
The Judiciary has the duty of
directing society to the attainment of justice. Ins
titutionally therefore, the Judicial process is in
a
sense the heart of any political system even in the
must organized societies, the role of the
leader in settling disputes was perhaps, the most i
mportant and most frequently performed.
2
That the nations Judiciary is currently passing thr
ough a difficult and traumatic phase in its
annals is quite obvious and certainly not in doubt.
It is a phase which is evidently marked by
deep loss of faith in the judicial process and the
courts. Claims of ethnic lopsidedness in the
composition of the Federal Judiciary, serious alleg
ation of corruption, ineptitude, laziness,
incompetence against judicial officers, charges of
abuse of office even against the Supreme
Court judges in the discharge of its judicial funct
ions and stemming out from want of judicial
independence are bound.
3
The above has prevented the Nigerian Judiciary ove
r the years from
acting as a check on the excesses of other arm of g
overnment within its constitutional
boundaries.
This paper posits that the lack of independence of
the Judiciary in Nigeria has paved the
way to the myriads of problems bedeviling the Judic
iary ranging from lack of courage and
temptation to corruption in deciding political case
s especially the determination of election
petition, appointment of judges, security of tenure
and remuneration, institutional autonomy,
judicial accountability, adequacy of resources for
the courts, media and societal pressure and
scope of judicial power and justifiability greatly
affects the Judiciary. It is now apt to look at
some conceptual clarifications
MEANING OF INDEPENDENCE, JUDICIARY AND JUDICIAL IND
EPENDENCE
“
Independence
” has been defined by Black’s Law Dictionary
4
as t
he state or quality of being
independent especially a country’s freedom to manag
e all its affairs, whether external or internal, wi
thout
control by other countries. The word “
Judiciary
” has been defined
5
as the system of court of justice in a
country. The department of Government charged or co
ncerned with the administration of justice, the
judges, taken collectively, as, the liberties of th
e people are secured by a wise and independent Judi
ciary.
The term in its current use, is used in describing
the method of selecting judges in a state or countr
y; as an
adjective, of appertaining to the administration of
justice or the court”.
Judiciary has equally been
defined
6
as: “The judges of a state collectively”. Therefor
e, Judiciary is a collection of all judges
be it first instance of trial judges or appellate j
udges. From these definitions, the Judiciary can
be summarized up to mean
that branch of government in a democratic system of
government
of the people, by the people and for the people”
7
JUDICIAL INDEPENDENCE
There appears not to be a précised definition of wh
at judicial independence means. However, in
simple terminology, judicial independence can be de
fined as the ability of a judge to decide a
matter free from pressures or inducements. The Jud
iciary as an institution, judicial
independence means the ability of the Judiciary to
be independent by being separate from
government and other concentrations of power.
8
The principal role of an independent Judiciary
is to uphold the rule of law and to ensure the supr
emacy of the law.
RESPONSIBILITY ALLOCATED TO THE JUDICIARY BY THE CO
NSTITUTION
OF THE FEDERAL REPUBLIC OF NIGERIA 1999 OF ITS ROLE
TO THE SOCIETY
The vesting of judicial powers
9
in the courts established by the 1999 Constitution
imposes
onerous responsibilities on judicial officers whose
primary function is to administer justice
according to law and the constitution. The nature
of the office and functions of judicial
officer’s call for a high sense of duty, responsibi
lity, commitment, discipline, great intellect,
integrity, probity and transparency.
10
So important is the place of Judiciary in the sche
me of
things that the constitution forbids the legislatur
e from enacting any law that:
“Oust or purports to oust the jurisdiction of a cou
rt of law or of a
judicial tribunal established by law”
11
The Judiciary been the third arm of government has
the onerous function of interpreting the
laws. Its functions may be expressed in the latin
words
jus-dicere non jus dare
which is to
declare the law and not make one. It is for the ju
dge to declare the existing law and not make
one
(Judicis est jus dicere non dare)
. This principle was confirmed by the Supreme Cour
t per
Bairamin F. J. in
OKUMAGBA VS EGBE
12
thus:
“Feeling that the appellant deserve to be punished,
the chief
magistrate replaced the word “another candidate” by
the words
“any candidate” and thus enable himself to punish t
he appellant. In
effect, he amended the regulation, but amendment is
the function of
the legislature and the courts cannot fill the gap
which comes to light
by altering the words of a regulation to make it re
ad in the way he
think it should have been enacted. As Lord Bacon s
aid in his essay
on judicature, the office of a judge is jus dicere
non jus dare to state
the law not to give law, and the court below should
not have gone in
for judicial legislation
International Journal of Public Administration and
Management Research (IJPAMR), Vol. 2, No 3,
August, 2014 Website: http://www.rcmss.com. ISSN:
2350-2231 (Online) ISSN: 2346-7215 (Print)
Ibrahim A
bdullahi 2014, 2(3):55-66
58
Research Centre for Management and Social Studies
“It should be noted that though election petition a
re said to be sui-
genesis, they are concerned with the political righ
ts and obligations
of the people particularly those who consider their
rights injured by
the electoral process and need to ventilate their g
rievances. Such
people ought to be encouraged to do so with some la
titude knowing
that in the process of initiating proceedings to ve
ntilate their
grievances, mistakes, such as those in the instant
case may occur
since the intention of the Electoral Act and the la
ws employed in
litigation are geared towards ensuring that substan
tial justice is
done to the parties at the expense of technicalitie
s, any conclusion
that tends to shut out an aggrieved part from the t
emple of justice by
not hearing him on the merit ought not to be encour
aged in the
interest of peace and democracy”
29
LIMITATIONS ON THE EXERCISE OF JUDICIAL POWERS
The exercise of judicial powers is not absolute. I
t has certain limitations summarized as
follows:
1. The general principle under the common law as app
lied in our court is that the court in
the course of adjudication ought not to answer hypo
thetic questions.
2. Nigerian judges cannot commonly apply their power
s until someone brings a case
before them.
30
They lack the power of self starter.
31
Thence, the court cannot initiate
the power of reviewing legislative and executive ac
ts. They must be moved and or
initiated by someone.
ELEMENTS OF JUDICIAL INDEPENDENCE
The concept of judicial independence has many eleme
nts which can broadly fall under the
headings of:
(i) Appointment and Removal of judicial officers and
judicial staff
(ii) Security of tenure and remuneration of judges a
nd supporting staff
(iii) Budgetary provisions (process)
(iv)
Individual and institutional freedom from unwarrant
ed interference with the
judicial process by the executive arm of government
and politicians.
The road is now clear to expatiate on these basic e
lements and draw examples as to their
applicability in contemporary Nigeria.
1. Appointment and Removal of Judicial Officers and
Judicial Staff
To have a vibrant Judiciary, care must be taken fro
m the onset in the selection or appointment
process. Care must be taken that only highly traine
d, competent, ethical and intelligent men and
women are recruited. They must be creative because
their creative role in the society is
important in carrying out their responsibilities to
ensure a balanced society. More so as their
decision becomes prudent which will and in the deve
lopment of the law.
Underscoring the importance of appointing competent
judicial officers to the bench, Charles
Evans Hughes states:
“A poor judge is perhaps, the most wasteful indulge
nce of the
community. You can refuse to patronize a merchant w
ho does not
carry good stock, but you have no recourse if you a
re haled before a
judge whose mental or moral goods are inferior. An
honest, high
Security of Tenure and Remuneration of Judges an
d Supporting Staff
It is said that Magistrates, Area and Customary Cou
rt Judges and Shariah Court Judges are
under the Constitution of the Federal Republic of N
igeria not covered by the term “Judicial
Officers”. They are appointed, promoted and subject
ed to disciplinary control by the various
states Judicial Service Commission,
60
even though they perform the bulk of judicial work
and
closer to the grassroots, their usefulness is under
mined. One wonders why they can be referred
to as non judicial officers.
Remuneration at the Superior Courts of records lev
el has been greatly improved upon in
recent years even though there can still be room fo
r improvement, compared with their
colleagues in other developing and transition state
s particularly having regard to the volume of
work and the environment in which they operate.
The major problem has to do with judges of the lowe
r courts. They are not covered. They take
home peanuts. Their salaries, allowances, environm
ent and social facilities both in their places
of work and family matters are pathetic. This paves
way for manifest corruption and ineptitude
and generally lack of seriousness to work.
Notwithstanding the improved salaries of the Super
ior Courts of records, allegations of
corruption, continuously rears its ugly head in the
cause of public discourse and judges of
superior courts have been dismissed on proven alleg
ation thereby casting a huge question mark
on the independence of the Nigerian Judiciary. Onl
y recently, some justices of the Court of
Appeal were dismissed by the National Judicial Coun
cil for receiving bribes on the course of
hearing of election petition cases. We also witness
ed the probing of judges of the High Courts, a
Customary Court of Appeal judge, and a Shariah Cour
t of Appeal Judge who were investigated
and arrested by security operatives for allegedly c
arting away large sums of money in Akwa
Ibom State in an election petition tribunal.
Two factors propel judicial officers to engage in
corruption namely:
(1) Greed
. This simply mean that some judges want to style t
hemselves after the
ostentations lifestyles of politicians. They want
to own duplex or skyscrapers in Dubai;
they want to go to France and USA for long term hol
idays and invest in practically all
the known business of the world and most importantl
y even take chieftaincy titles.
(2) Habit
– There seems justification to conclude that some
judicial officers appeared to
carry over this habit from the lower bench to the h
igher bench
Budgetary Provisions (Process)
The involvement of the Federal Government of Nigeri
a and State Government as the case may
be in the budget process of Courts in Nigeria is an
indication of the extent of judicial
independence in Nigeria. Unchecked domination of o
ne branch over the other can produce
dysfunctional budgetary allocation process. In Nige
ria, this plays down especially at the state
level. Clear out constitutional provisions are rec
klessly ignored by the Governors of the States
particularly with regards to capital expenditure fo
r state judiciaries. The constitution provides:
61
“Any amount standing to the credit of the Judiciary
in the
consolidated Revenue Fund of the State shall be pai
d directly to the
heads of the Courts concerned”.
This provision rather than be complied with by the
State Government is often breached
especially where the head of Court within the state
is not in the good books of the Governor of
the State. This dysfunctional budgetary allocation
has given rise to disastrous situation for the
Judiciary. Absence of funds can lead to non-availa
bility of physical structures or grossly
inadequate structures like Court halls, chambers, R
egistries and offices for supporting staff
which will in turn affect the flow of cases and oth
er essential services thus leading the system
not been able to face the demand and deliver the re
quisite justice demanded. Sometimes
salaries and allowance of supporting staff can be t
oo low and in arrears for months thereby
creating an atmosphere of frustration and disconten
tment, which normally breeds indiscipline
corruption and eventually breakdown of the system.
4. Individual and Institutional Freedom from Unwarr
anted Interference with the
Judicial Process by the Executive arm of Government
and Politicians.
The history of the Judiciary around the world demon
strates that the greatest danger of
interference counsel from other government institut
ions or political parties. An independent
Judiciary must not only be independent in unwarrant
ed interference with the judicial process by
the executive arm of government and politicians but
it must appear to be independent. This
brings into operation the popular adage “Justice mu
st not only be done, but also must seen to be
done”.
To remain just, the courts must not be influenced
by any outside sources or appear to be
capable of such influence. To aid such a perceptio
n, they must have no real or apparent contact
with a political party. If such contact exists, th
ey would appear to be bias in favour of the
policies of that party or if the party controls the
state, to be biased in favour of the state,
succumbing to pressures from the executive arms to
inappropriate interference with judicial
independence.
Access to judges outside official channels has bee
n one of the greatest problems that
further threaten the independence of the Judiciary
in Nigeria. Governors of states have direct
access to judges within the state even as it relate
s to matters in court and lawyers and clients
often boast of their accessibility to judges or eve
n to panel of an election petition hearing
particular cases. The unresolved saga between the o
ut gone Chief Justice of Nigeria and the
embattled President of the Court of Appeal is an ex
ample. Thence the unbridled access to
judges and justices amount to self erosion by the J
udiciary of the principle of independence of
the Judiciary. What is more, judges, drivers, stew
ards, gardeners, salesmen, orderlies, registrars
and other staff reveal information as to who visits
their boss to the outside world.
International Journal of Public Administration and
Management Research (IJPAMR), Vol. 2, No 3,
August, 2014 Website: http://www.rcmss.com. ISSN:
2350-2231 (Online) ISSN: 2346-7215 (Print)
Ibrahim A
bdullahi 2014, 2(3):55-66
63
Research Centre for Management and Social Studies
Intimidation and lawlessness by members of the exe
cutive especially Governors abound
Governors show contempt to court order when it does
not please them and even the legislators.
One wonders the justification where legislators had
the impudence to summon a Chief Judge to
come and answer question in connection with appoint
ment in a Court of Appeal, a Court when
the Chief Judge had no influence whatsoever,
62
or a situation when a state police commissioner
refuses to comply with a High Court order on seven
successive occasions.
63
Court Pronouncements
This is however not to say the Judiciary have not a
t all performed creditably in some spheres of
human endeavours. The courts have made notable pron
ouncements in the judgments delivered
during this democratic dispensation, testing the su
premacy of the constitution are the
interpretation of the laws used by the government i
n the pursuit of its economic policies like
Revenue Allocation to states and local governments.
64
The Courts also made pronouncement on
funding of newly local government in Lagos State,
65
this decision must have paid the way for
the promulgation of the “Monitoring of Revenue Allo
cation to Local Government Act 2005”.
The Courts have also decried recklessness in the re
gistration of political parties by its decision
in
INEC Vs MUSA
66
and more recently, the tenure of the five Governor
s on tenure elongation
RECOMMENDATIONS
To revive the seemingly lost confidence in the Judi
ciary and boost the independence of the
Judiciary, the following recommendations are proffe
red:
1. States governments should be made to uphold and c
omply religiously with the provisions of
section 121(3) of the Constitution of the Federal R
epublic of Nigeria 1999 which provides that
“any amount standing to the credit of the Judiciary
in the consolidated revenue fund of the state
shall be paid directly to the heads of court concer
ned” and default in doing so should be
criminalized.
2. There is the need to diversify the pool from whic
h judicial appointments are made in view of the
declining intellectual depth and overall quality of
the judgments of some judges in Nigeria which
are often conflicting. Review of criteria for appo
intment of judicial officers to include qualified
candidates from the bar, academia and industry is a
dvocated.
3. There is the need to experiment inter- state tran
sfer of judges.
4. Every obstacle to justice must be removed in the
discharged of duties of judicial officers. In a
developing community such as Nigeria, there is the
need to devise the vision and objective of
justice and the rule of law. Government should in
their economic reform programmes also take
the Judiciary into consideration as failure might l
ead the economic reform programmes
becoming unsuccessful.
5. Magistrates, Area Courts, Sharia Courts and Custo
mary Court judges as well as Chairmen of
the Rent Tribunal of the various states should be t
reated as judicial officers especially as far as
salaries and tenure of office are concerned.
6. Corrupt judges should be further wiped out by app
lying an experimental practice of “detection
by deception” which hopefully will be very effectiv
e in detecting corrupt judges and lawyers
alike.
7.
Chapter II of the 1999 Constitution should be justi
ciable by judicial activism.
CONCLUSION
The Judiciary is the mighty fortress against tyrann
ous and oppressive laws. The importance of
the Judiciary cannot therefore be over emphasized.
It is not an overstatement to assert that an
independent Judiciary is the greatest asset of a fr
ee people. The Judiciary by the nature of its
functions and role is the citizen last line of defe
nce in a free society that is the line separating
constitutionalism from totalitarianism.
67
I however need to appreciate that the position of
the Judiciary in a democratic setting is
a delicate one. More often than not, the Judiciary
has been the sacrificial lambs on the altar of
societal imperfection and contradictions. When poli
ticians rig election, it is the Judiciary that is
called upon to decide who actually won the election
. Again, when politicians loot the nation’s
treasury in their unconscionable quest to become mi
llionaires and billionaires, it is in the judges
that are called upon to hold the tribunals to inqui
re into their activities or to try them, and so on
and so forth. In other circumstances, the Judiciar
y finds itself in a no win situation and
whichever party loses readily cast aspersion on the
integrity of the presiding justices.
68
This is
the unfortunate lot the Nigerian Judiciary finds it
self today.
Interestingly, the constitution itself as interpret
ed by the courts lied against itself in section
17(2) (e) of the 1999 Constitution. The section pro
vides:
“The independence, impartiality and integrity of th
e courts of law
and easy accessibility thereto shall be secured and
maintained”
Impressive as this provision may appear to be, it i
s however placed under Chapter II of the
‘Fundamental Objectives and Directive Principles of
State Policy” whose provisions are non-
justiciable by virtue of section 6(6) (c) of the Co
nstitution. Thus the high sounding declaration
of section 17(2) (e) of the Constitution has no bit
e and what could have been a constitutional
guarantee of judicial independence is no more than
a slogan in Nigeria
END NOTES
1. The Guardian of Thursday, December 30, 1993, p. 2
.
2. See Justice A. Fataye Williams (Rtd) former Chief
Justice of Nigeria in a presentation at the All
Nigeria Judges Conference Ilorin, Kwara State 8
th
– 11
th
March, 1992.
3. See the Guardian of Monday 4
th
April 1994, p. 24 with a story captioned “NBA set
to prove
Corruption Charges against Judges” See also Weekend
Concord of Saturday, December 11,
1993 with the lead story “Chief Justice Muhammad Be
llo Kick him out that, Lawyers Demand”
and Tell Newsmagazine of February 7
th
, 1994 with the lead story “The Supreme Court Scand
als
and Official Gratifications; Abuja Construction Dea
ls and Shady Oil Contracts”
4. See Garner A. B, Black’s Law Dictionary, 8
th
Edition, West Publishing Co. 2004, p. 785.
5. See Bouvier’s Law Dictionary 3
rd
Edition at p. 1756.
6. See Shorter Oxford English Dictionary at p. 294.
7. Hon. Justice Umar F. A, “The Role of the Bar and
Bench in the sustenance of Democracy” In
Contemporary issues in Nigerian Law, Legal Essays i
n Honour of Hon. Justice Umaru Faruk
Abdullahi, CON, Browntel Books, 2006, pp. 85 & 89.
8. Daudu J. B. “The Independence of the Nigeria Judi
ciary in the light of Emerging Socio-Political
and Security Challenges”. A key note speech availab
le at
htt//www.nba.org.ng/web/theindependenceofthenigeria
njudiciary retrieved on 5/7/2014, p. 1.
9. See Section 6(6) (a) of the Constitution of the F
ederal Republic of Nigeria 1999
Judges have the ultimate responsibility for decisions regarding freedoms, rights and duties of natural and legal persons within their jurisdiction. The independence of each individual judge safeguards every person’s right to have their case decided solely on the basis of the law, the evidence and facts, without any improper influence. A well-functioning, efficient and independent judiciary is an essential requirement for a fair, consistent and neutral administration of justice. Consequently, judicial independence is an indispensable element of the right to due process, the rule of law and democracy.
The separation of powers is a fundamental guarantee of the independence of the judiciary. In the decision-making process, judges should have freedom to decide cases impartially, in accordance with their interpretation of the law and the facts. They should be able to act without any restriction or improper influence. Direct or indirect pressure, threats or interferences, should not come from any quarter or for any reason.
The principle of independence of the judiciary has been laid down in various human rights instruments, including the Universal Declaration of Human Rights (Article 10) and the International Covenant on Civil and Political Rights (Article 14). There are also a number of UN standards, in particular the Basic Principles on the Independence of the Judiciary endorsed by the United Nations General Assembly in 1985 and the Bangalore Principles of Judicial Conduct of 2002.
Within the European framework, the right to an independent and impartial tribunal is guaranteed by Article 6 of the European Convention on Human Rights (ECHR). Apart from the ECHR, there exist a number of more detailed texts, among them the Council of Europe Recommendation on Judges: Independence, Efficiency and Responsibilities adopted by the Committee of Ministers in 2010.
In the broader OSCE region, participating States have committed themselves to ensuring the independence of the judiciary in the Copenhagen Document (1990), the Moscow Document (1991) and the Istanbul Document (1999). These Commitments were recalled and specified in the Brussels Declaration on Criminal Justice Systems and in the Ministerial Council’s Brussels Decision on Organized Crime. At the Ministerial Council meeting in Helsinki in 2008, OSCE participating States were encouraged to enhance their efforts to strengthen this aspect of the rule of law. The OSCE/ODIHR’s Kyiv Recommendations on Judicial Independence in Eastern Europe, South Caucasus and Central Asia were elaborated against the background of the above-mentioned international standards.
The basic principles ensuring the independence of the judiciary should be set out in the constitution. Judges are subject only to the law and their decisions should not be revised outside the appeals procedure. All decisions regarding the appointment and the professional career of judges should be based on merit, by means of the application of objective criteria. The evaluation of judges should never be based on the content of their decisions and, in particular, acquittals should in no way be considered as a sign of failure.
One of the most important standards underpinning the autonomy of the judiciary is irremovability. That is, for ordinary judges to be appointed permanently until retirement. The irremovability of judges, including protection from involuntary transfers, as well as adequate remuneration in conformity with the dignity of the office are other factors that constitute the backbone of genuine independence.
Furthermore, it is important to strike the appropriate balance between judges’ accountability and their independence in adjudication. Disciplinary responsibility of judges shall not extend to the content of their verdicts or to judicial mistakes. Also, the body that initiates cases of judicial discipline should not be the one that adjudicates them. Judges facing these bodies should enjoy procedural safeguards and disciplinary hearings must be fully transparent.
It is axiomatic that a judge deciding a case should not act on any order or instruction of any third party, inside or outside the judiciary. A hierarchical organization of the judiciary which would amount to subordination of the judges to the court chairpersons or to higher instances in their judicial decision-making activities would be a clear infringement of this principle. In order for freedom from external influence to be ensured, the law should provide sanctions against outside actors seeking to influence judges in any manner.
Basic Principles on the Independence of the Judiciary
Adopted by the Seventh United Nations Congress on the Prevention of Crime and the Treatment of Offenders held at Milan from 26 August to
6 September 1985 and endorsed by General Assembly resolutions 40/32 of 29 November 1985 and 40/146 of 13 December 1985
Whereas in the Charter of the United Nations the peoples of the world affirm, inter alia , their determination to establish conditions under which justice can be maintained to achieve international co-operation in promoting and encouraging respect for human rights and fundamental freedoms without any discrimination,
Whereas the Universal Declaration of Human Rights enshrines in particular the principles of equality before the law, of the presumption of innocence and of the right to a fair and public hearing by a competent, independent and impartial tribunal established by law,
Whereas the International Covenants on Economic, Social and Cultural Rights and on Civil and Political Rights both guarantee the exercise of those rights, and in addition, the Covenant on Civil and Political Rights further guarantees the right to be tried without undue delay,
Whereas frequently there still exists a gap between the vision underlying those principles and the actual situation,
Whereas the organization and administration of justice in every country should be inspired by those principles, and efforts should be undertaken to translate them fully into reality,
Whereas rules concerning the exercise of judicial office should aim at enabling judges to act in accordance with those principles,
Whereas judges are charged with the ultimate decision over life, freedoms, rights, duties and property of citizens,
Whereas the Sixth United Nations Congress on the Prevention of Crime and the Treatment of Offenders, by its resolution 16, called upon the Committee on Crime Prevention and Control to include among its priorities the elaboration of guidelines relating to the independence of judges and the selection, professional training and status of judges and prosecutors,
Whereas it is, therefore, appropriate that consideration be first given to the role of judges in relation to the system of justice and to the importance of their selection, training and conduct,
The following basic principles, formulated to assist Member States in their task of securing and promoting the independence of the judiciary should be taken into account and respected by Governments within the framework of their national legislation and practice and be brought to the attention of judges, lawyers, members of the executive and the legislature and the public in general. The principles have been formulated principally with professional judges in mind, but they apply equally, as appropriate, to lay judges, where they exist.
Independence of the judiciary
1. The independence of the judiciary shall be guaranteed by the State and enshrined in the Constitution or the law of the country. It is the duty of all governmental and other institutions to respect and observe the independence of the judiciary.
2. The judiciary shall decide matters before them impartially, on the basis of facts and in accordance with the law, without any restrictions, improper influences, inducements, pressures, threats or interferences, direct or indirect, from any quarter or for any reason.
3. The judiciary shall have jurisdiction over all issues of a judicial nature and shall have exclusive authority to decide whether an issue submitted for its decision is within its competence as defined by law.
4. There shall not be any inappropriate or unwarranted interference with the judicial process, nor shall judicial decisions by the courts be subject to revision. This principle is without prejudice to judicial review or to mitigation or commutation by competent authorities of sentences imposed by the judiciary, in accordance with the law.
5. Everyone shall have the right to be tried by ordinary courts or tribunals using established legal procedures. Tribunals that do not use the duly established procedures of the legal process shall not be created to displace the jurisdiction belonging to the ordinary courts or judicial tribunals.
6. The principle of the independence of the judiciary entitles and requires the judiciary to ensure that judicial proceedings are conducted fairly and that the rights of the parties are respected.
7. It is the duty of each Member State to provide adequate resources to enable the judiciary to properly perform its functions.
Freedom of expression and association
8. In accordance with the Universal Declaration of Human Rights, members of the judiciary are like other citizens entitled to freedom of expression, belief, association and assembly; provided, however, that in exercising such rights, judges shall always conduct themselves in such a manner as to preserve the dignity of their office and the impartiality and independence of the judiciary.
9. Judges shall be free to form and join associations of judges or other organizations to represent their interests, to promote their professional training and to protect their judicial independence.
Qualifications, selection and training
10. Persons selected for judicial office shall be individuals of integrity and ability with appropriate training or qualifications in law. Any method of judicial selection shall safeguard against judicial appointments for improper motives. In the selection of judges, there shall be no discrimination against a person on the grounds of race, colour, sex, religion, political or other opinion, national or social origin, property, birth or status, except that a requirement, that a candidate for judicial office must be a national of the country concerned, shall not be considered discriminatory.
Conditions of service and tenure
11. The term of office of judges, their independence, security, adequate remuneration, conditions of service, pensions and the age of retirement shall be adequately secured by law.
12. Judges, whether appointed or elected, shall have guaranteed tenure until a mandatory retirement age or the expiry of their term of office, where such exists.
13. Promotion of judges, wherever such a system exists, should be based on objective factors, in particular ability, integrity and experience.
14. The assignment of cases to judges within the court to which they belong is an internal matter of judicial administration.
Professional secrecy and immunity
15. The judiciary shall be bound by professional secrecy with regard to their deliberations and to confidential information acquired in the course of their duties other than in public proceedings, and shall not be compelled to testify on such matters.
16. Without prejudice to any disciplinary procedure or to any right of appeal or to compensation from the State, in accordance with national law, judges should enjoy personal immunity from civil suits for monetary damages for improper acts or omissions in the exercise of their judicial functions.
Discipline, suspension and removal
17. A charge or complaint made against a judge in his/her judicial and professional capacity shall be processed expeditiously and fairly under an appropriate procedure. The judge shall have the right to a fair hearing. The examination of the matter at its initial stage shall be kept confidential, unless otherwise requested by the judge.
18. Judges shall be subject to suspension or removal only for reasons of incapacity or behaviour that renders them unfit to discharge their duties.
19. All disciplinary, suspension or removal proceedings shall be determined in accordance with established standards of judicial conduct.
20. Decisions in disciplinary, suspension or removal proceedings should be subject to an independent review. This principle may not apply to the decisions of the highest court and those of the legislature in impeachment or similar proceedings. See also
The core international human rights instruments
Universal human rights instruments
Charter of the United Nations
The International Bill of Human Rights
Universal Declaration of Human Rights 1948
Links
Human rights conferences
Human rights bodies
Publications
The 20th Anniversary of the OHCHR
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